Episodios
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In this latest episode of our podcast series, Split the Difference, Hannah Meakin, Floortje Nagelkerke, Anna Carrier, Lucy Dodson and Simon Lovegrove look ahead at some of the key regulatory topics impacting institutions in the markets space in both the UK and the EU during 2025.
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In this latest episode of our podcast series, Let’s talk asset management, Floortje Nagelkerke, Anna Carrier and Simon Lovegrove discuss the EU Digital Operational Resilience Act (DORA) and its impact on asset managers.
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In the latest episode in our split the difference podcast series, which explores divergence in the regulatory regimes in the markets space, Mark Highman and Hannah McAslan-Schaaf consider the US and UK regimes for short selling. On the US side we focus in particular on the SEC’s short position and activity reporting requirements under SEC Rule 13f-2.
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The sixth episode of our Global Investigations Podcast Series sees Claudia Van Gruisen (Senior Associate, Investigations, Enforcement and Compliance team, London) discussing the preservation, collection and transfer of data in investigations with Andrew Reeves (Partner, Investigations, Enforcement and Compliance team, London), Stephen Nattrass (Head of Regulations and Investigations, Canada) and Rita Nader-Guéroult (Counsel, Investigations and Business Ethics Team, Paris). We discuss key considerations, potential pitfalls and practical tips for managing data in investigations.
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In this latest episode of our podcast series, Let’s talk asset management, Haney Saadah, Matthew Gregory and Simon Lovegrove discuss the FCA’s ‘naming and marketing’ rules under the Sustainability Disclosure Requirements. These rules came into force on 2 December 2024 although some firms have taken the ‘temporary flexibility’ offered by the FCA which gives firms until 2 April 2025 to comply with the rules.
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In our latest Global Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the FCA’s recently published Market Watch 81, which sets out some observations from the regulator’s supervision of the transaction reporting regime.
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With the rise in investigations across the Middle East and the increasingly rigorous and pro-active enforcement appetite of the regulators, it is important to carefully and strategically to mitigate risk.
This Podcast episode will provide an overview of the key trends in investigations across the region, consider some of the underlying policies which shape the regulators’ approach, and provide an overview of the key legal, procedural, governance and reputational issues to be aware of. -
In this latest episode of our podcast series, Let’s talk asset management, Claire Guilbert and Simon Lovegrove discuss European Long Term Investment Funds and the recent European Commission Delegated Regulation containing regulatory technical standards providing further guidance on the regime.
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In February this year the FCA sent a survey to over 1,000 regulated wholesale financial services firms asking a series of questions about incidents of non-financial misconduct recorded by the firms in the years 2021, 2022 and 2023. In this latest Global Regulation Tomorrow Plus episode, Katie Stephen, Hannah Meakin, Simon Lovegrove and Catherine Pluck discuss the results of the FCA’s survey which were published on 25 October 2024.
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In the latest Global Regulation Tomorrow Plus episode, Matthew Gregory, Joe Bamford and Simon Lovegrove discuss some of the key issues concerning HM Treasury’s recent consultation on regulating the buy now pay later sector.
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In our latest podcast, our global Financial Services team discusses promotional messages on social media platforms, covering recent regulatory and enforcement developments in the UK, US and Dubai, as well as practical steps that global firms can be taking now in this area to manage their risk. This is a two-part podcast series on Navigating Communications – the first of our podcasts covered navigating off-channel communications and is also available now via our Global Regulation Tomorrow podcast page.
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In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Anna Carrier from our Brussels office discusses the recent changes to the European Regulation on wholesale energy market integrity and transparency (REMIT 2).
In particular we cover:
• The key changes to the Regulation.
• Cross-border impact.
• Algorithmic trading in wholesale energy markets.
• Data reporting. -
In the latest Global Regulation Tomorrow Plus episode, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss some of the key issues concerning the UK regime for payment for order flow.
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In our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends.
In this podcast Matthew Gregory and Anita Edwards discuss the UK Financial Conduct Authority’s recent announcement of forbearance measures in relation to investment trust disclosure requirements. - Mostrar más
