Folgen
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This week’s episode, we're joined by Norman Marks, author, thought leader, blogger, teacher, and occasional consultant.
In this episode, Norman shares what he sees as the top priority for Chief Audit Executives and gives practical tips on handling budget challenges, especially as audit teams face higher demands without matching resources.
Be sure to connect with Norman on LinkedIn.Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
4:47 - What's in your Internet Browsing History?
11:45 — Key responsibilities for CAEs
20:25 — Approaches to adding value
27:42 — Strategies for justifying budget for internal audit
36:00 — Achieving audit objectives
44:20 - Ways to Improve Your Thinking
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This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
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This week’s episode, we're joined by Richard Chambers, Senior Advisor over Risk and Audit at AuditBoard.
In this episode, Richard explores the concept of connected risk, explaining what it means in today’s environment and why it’s become increasingly important. He also highlights key takeaways from his latest book, Connected Risk: Conquering the Perilous Risk Exposure Gap.
Be sure to connect with Richard on LinkedIn.Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
2:50 - What's in your Internet Browsing History?
5:38 - Understanding Connected Risk in the Three Lines Model
9:02 - Responses to Connected Risk
12:00 - Key Traits of Connected Risk Thinkers
13:27 - The Future of Risk Management
15:53 - Preparing for Downstream Impacts
19:05 - Embracing Connected Risk Strategies
22:55 - Final Thoughts
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This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
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Fehlende Folgen?
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This week’s episode, we're joined by joined by Stephanie Richard, Chief Audit Executive at Ally.
In this episode, Stephanie shares how she transformed the culture and mindset of her internal audit team of over 150 auditors. She talks about the challenges of driving innovation in a large team, staying ahead of emerging trends, and guiding her department to become more data and AI driven. She also offers advice for current and aspiring CAEs on improving efficiency and impact.
Be sure to connect with Stephanie on LinkedIn.Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
2:50 - What's in your Internet Browsing History?
5:55 - Shifting Internal Audit Mindsets
13:35 - Transforming a Large Audit Department
19:20 - Anticipating Risks as an Auditor
23:20 - Guidance for Aspiring CAEs
24:40 - Embracing Disruption in Audit
26:35 - Building Habits to Change Mindsets29:35 - Final Thoughts
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This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
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This week’s episode, we're joined by Aaron Gagnon, Partner and Chief Audit Officer at McKinsey & Company.
In this episode, Aaron shares his personal mantra, "show up and try," and explains how this mindset influences his work and life. He highlights his unique approach to hiring, focusing on both experience and key qualities that set candidates apart. Aaron also discusses the challenges of managing relationships across the C-suite, audit committees, and management staff, offering practical insights for handling these dynamics.
Be sure to connect with Aaron on LinkedIn.Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
3:38 - What's in your Internet Browsing History?
8:40 - Aaron’s motto: "Show Up and Try."
16:15 - Aaron's Hiring Mindset
25:15 - Fraud Story
26:09 - The Challenge of Regulators as a CAE
29:14 - Building Relationships with Trust
32:44 - Building your Philosophy as a Leader
36:02 - Final Thoughts
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This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
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This week’s episode, we are highlighting clips from previous episodes of the best advice about hiring and retention.
In this episode, Scott Madenburg talks about the balance between recruiting for talent versus character, while Melissa Pici highlights the importance of screening candidates for passion, curiosity, and drive. Jo Erven shares her approach to preparing the next generation to tackle hiring and retention challenges, and Megan Blackstone outlines her company’s process for building a talent pipeline that helps them fill roles within a month.Be sure to connect with Scott, Melissa, Jo, and Megan on LinkedIn.
Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
1:41 - Recruiting Talent vs. Character
7:47 - Screening Candidates for Passion, Curiosity, and Drive
11:03 - NextGen Solution to Hiring and Retention
15:11 - How to Build a Talent Pipeline and Fill Roles within a Month
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This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
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This week’s episode, we're joined by Jennie Wallace, CEO and Founder of Melody Advisory Services. Jennie brings a wealth of experience, having worked across the first, second, and third lines of defense in audit and risk management.
In this episode, Jennie shares how management views audit from her experience on both sides of being an audit and helping with risk management. She highlights the importance of understanding and empathizing with management to strengthen auditor-client relationships. Jennie also discusses avoiding "dumb findings" that cause unnecessary friction and the importance of using good judgment when escalating issues. We wrap up by revisiting the topic of audit independence.Be sure to connect with Jennie on LinkedIn.
Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
5:16 - Music and Melody Advisory
5:58 - Learning Excel with ChatGPT
9:11 - What does Risk Management Think of Audit
12:28 - Developing an Auditor's Judgment
26:55 - The Flow Chart Story
34:33 - What does Independence Look like in 2024
40:55 - Co-source vs. Outsource
43:34 - How not to be a Trusted Advisor
47:48 - Final Thoughts
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This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
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This week’s episode, we're joined by Mike Lynn, owner of ARG*O and Adjunct Professor at St. John's University. Recognized by the IIA as the "Funniest Accountant in America," Mike brings a unique perspective to the podcast.
In this episode, Mike talks about the power of humor in business, including how he incorporates it into serious audit situations. He recounts his stand-up comedy background and discusses how improv skills can be invaluable in boardrooms. Mike even shares a memorable story of how a well-timed joke shifted the mood of an audit committee.Be sure to connect with Mike on LinkedIn.
IIA Article - IAm Michael Lynn
Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
7:13 - From Standup Comedian to Funniest Accountant in America
21:48 - Best Methods for Planning out Humor in your Presentations
30:30 - Internet Browsing History
34:35 - AI and Humor
38:36 - How Auditors can be Better at Improv
48:13 - Final Thoughts
*
This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
*
AuditBoard’s integrated suite of easy-to-use audit, risk, and compliance solutions streamlines internal audit, SOX compliance, risk management, and security compliance.
Automate processes and improve execution with AuditBoard’s purpose-built solution, which is designed to address the most pressing challenges of today's practitioners. Experience the latest in Audit, Risk, and Compliance technology.
Visit AuditBoard.com to schedule your product walkthrough to see AuditBoard’s award-winning platform in action today.*
Want to start audit analytics but have limited time and technical skills? Need to get quick wins and demonstrate value fast?
Supervizor is an audit analytics platform providing 350+ ready-to-use checks directly applicable to any financial system and industry, enabling internal audit teams to continuously monitor for risk and get the value of an audit analytics program in less than a week. Book a demo or visit Supervizor website. -
This week’s episode, we're joined by Mark Houston, a Partner at Audient Group. He is a seasoned expert in Fraud Risk Management and Data & Analytics Strategy.
In this episode, we explore the world of fraud detection as Mark shares his top two favorite fraud cases. We also cover current fraud trends in both organizations and personal life, introduce elder fraud protection, and highlight the use of data in audits.Be sure to connect with Mark on LinkedIn.
Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
6:05 - ChatGPT
10:49 - Fraud Use Cases
19:13 - Fraud Trends
28:50 - Elder Fraud
36:41- A Love Letter to Auditors
41:03 - Using Data for an Effective Audit
50:41 - Final Thoughts
*
This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
*
AuditBoard’s integrated suite of easy-to-use audit, risk, and compliance solutions streamlines internal audit, SOX compliance, risk management, and security compliance.
Automate processes and improve execution with AuditBoard’s purpose-built solution, which is designed to address the most pressing challenges of today's practitioners. Experience the latest in Audit, Risk, and Compliance technology.
Visit AuditBoard.com to schedule your product walkthrough to see AuditBoard’s award-winning platform in action today*
Want to start audit analytics but have limited time and technical skills? Need to get quick wins and demonstrate value fast?
Supervizor is an audit analytics platform providing 350+ ready-to-use checks directly applicable to any financial system and industry, enabling internal audit teams to continuously monitor for risk and get the value of an audit analytics program in less than a week. Book a demo or visit Supervizor website. -
This week’s episode, we're joined by Michelle Velez, Vice President of Internal Audit at ITT Inc. Michelle offers a unique perspective, having transitioned from a tax background into internal audit.
In this episode, Michelle covers how to audit tax processes effectively, why tax strategies matter, and the role of analytics in making audits more efficient. Michelle also shares lessons from her first year as CAE and practical tips for improving audit processes.Be sure to connect with Michelle on LinkedIn.
Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
7:51 - Journey from Tax to CAE
11:14 - Where to Start in Audit from a Tax Perspective
13:47 - Lessons Learned from Being a CAE
16:58 - How to Audit Tax
22:28 - Tax Jurisdiction Information
27:24 - Efficiencies and ROI Hacks
30:46 - Final Thoughts
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This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
*
AuditBoard’s integrated suite of easy-to-use audit, risk, and compliance solutions streamlines internal audit, SOX compliance, risk management, and security compliance.
Automate processes and improve execution with AuditBoard’s purpose-built solution, which is designed to address the most pressing challenges of today's practitioners. Experience the latest in Audit, Risk, and Compliance technology.
Visit AuditBoard.com to schedule your product walkthrough to see AuditBoard’s award-winning platform in action today*
Want to start audit analytics but have limited time and technical skills? Need to get quick wins and demonstrate value fast?
Supervizor is an audit analytics platform providing 350+ ready-to-use checks directly applicable to any financial system and industry, enabling internal audit teams to continuously monitor for risk and get the value of an audit analytics program in less than a week. Book a demo or visit Supervizor website. -
Secure your spot at the 2024 Audit Analytics and AI Conference today!
Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
*
This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
AuditBoard’s integrated suite of easy-to-use audit, risk, and compliance solutions streamlines internal audit, SOX compliance, risk management, and security compliance.
*AuditBoard’s integrated suite of easy-to-use audit, risk, and compliance solutions streamlines internal audit, SOX compliance, risk management, and security compliance.
Automate processes and improve execution with AuditBoard’s purpose-built solution, which is designed to address the most pressing challenges of today's practitioners. Experience the latest in Audit, Risk, and Compliance technology.
Visit AuditBoard.com to schedule your product walkthrough to see AuditBoard’s award-winning platform in action today.*
Want to start audit analytics but have limited time and technical skills? Need to get quick wins and demonstrate value fast?
Supervizor is an audit analytics platform providing 350+ ready-to-use checks directly applicable to any financial system and industry, enabling internal audit teams to continuously monitor for risk and get the value of an audit analytics program in less than a week. Book a demo or visit Supervizor website. -
Secure your spot at the 2024 Audit Analytics and AI Conference today!
This week’s episode, we're joined by Kim Ford, Vice President of Internal Audit at Ingersoll Rand.
In this episode, Kim shares her approach to building a strong internal audit function, including a program that trains auditors before moving them into the finance department, enhancing both controls and financial insight. She also discusses the evolving expectations of the audit committee, offering insights from a recent meeting, and explores how data and automation can boost audit efficiency, providing practical takeaways for listeners.Be sure to connect with Kim on LinkedIn.
Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
6:56 - Building Internal Audit Functions
9:31 - People, Processes and Technology
10:35 - Kim's Training Method
15:04 - What the Audit Committee wants from a CAE
17:23 - Best Ways to Measure Success
23:19 - RPA Use Cases
25:12 - The Personal Side of DA
28:12- The BTS of the Audit Committee Quarterly Updates
32:18- Taking Analytics to the Next Level
33:29 - Final Thoughts
*
This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
*
AuditBoard’s integrated suite of easy-to-use audit, risk, and compliance solutions streamlines internal audit, SOX compliance, risk management, and security compliance.
Automate processes and improve execution with AuditBoard’s purpose-built solution, which is designed to address the most pressing challenges of today's practitioners. Experience the latest in Audit, Risk, and Compliance technology.
Visit AuditBoard.com to schedule your product walkthrough to see AuditBoard’s award-winning platform in action today.*
Want to start audit analytics but have limited time and technical skills? Need to get quick wins and demonstrate value fast?
Supervizor is an audit analytics platform providing 350+ ready-to-use checks directly applicable to any financial system and industry, enabling internal audit teams to continuously monitor for risk and get the value of an audit analytics program in less than a week. Book a demo or visit Supervizor website. -
Secure your spot at the 2024 Audit Analytics and AI Conference today!
This week’s episode, we're joined by Yasemin Agatan, Vice President and Chief Audit Executive at Clarivate.
In this episode, Yasemin shares her unique journey and insights as a top executive in one of the world’s most data-driven companies. She also discusses how she successfully shifted her department's focus from predominantly SOX work to a balanced mix of SOX and operational audits. Yasemin offers valuable insights into prioritizing risks, developing internal audit strategies over the years, and effectively communicating these strategies to the audit committee.Be sure to connect with Yasemin on LinkedIn.
Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Phoenix CFOLC Chapter Website: Phoenix - CFO Leadership Council
CFOLF Membership info: Membership - CFO Leadership Council
Timecodes:
5:53 - Internet Browsing History
9:25 - Taking Analytics to the Next Level
18:50 - Best Methods for Decreasing SOX and Increasing Operational Work
24:48 - Tools and Implementation
28:02 - The Benefits of Obtaining Certifications
31:27 - How to Present Strategies to the Audit Committee
35:55 - Final Thoughts
*
This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
*
AuditBoard’s integrated suite of easy-to-use audit, risk, and compliance solutions streamlines internal audit, SOX compliance, risk management, and security compliance.
Automate processes and improve execution with AuditBoard’s purpose-built solution, which is designed to address the most pressing challenges of today's practitioners. Experience the latest in Audit, Risk, and Compliance technology.
Visit AuditBoard.com to schedule your product walkthrough to see AuditBoard’s award-winning platform in action today.*
Want to start audit analytics but have limited time and technical skills? Need to get quick wins and demonstrate value fast?
Supervizor is an audit analytics platform providing 350+ ready-to-use checks directly applicable to any financial system and industry, enabling internal audit teams to continuously monitor for risk and get the value of an audit analytics program in less than a week. Book a demo or visit Supervizor website. -
Secure your spot at the 2024 Audit Analytics and AI Conference today!
This week’s episode, we're joined by Ben Phillips, Chief Audit Executive at PetSmart.
In this episode, Ben shares his unique insights into the value that internal audit resources can bring to an organization, particularly in driving effective change. He also discusses his involvement with the CFO Leadership Council, highlighting the top concerns and priorities of CFOs today.Be sure to connect with Ben on LinkedIn.
Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Resources:
Phoenix CFOLC Chapter Website: Phoenix - CFO Leadership Council
CFOLF Membership info: Membership - CFO Leadership Council
Timecodes:
5:33 - ChatGPT
7:00 - Creating Change with Internal Audit
11:00 - Staying Up-To-Date with the Business of Audit
15:20 - AI and Inflation
20:09 - How to be a Better Auditor
21:51 - Final Thoughts
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This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
*
AuditBoard’s integrated suite of easy-to-use audit, risk, and compliance solutions streamlines internal audit, SOX compliance, risk management, and security compliance.
Automate processes and improve execution with AuditBoard’s purpose-built solution, which is designed to address the most pressing challenges of today's practitioners. Experience the latest in Audit, Risk, and Compliance technology.
Visit AuditBoard.com to schedule your product walkthrough to see AuditBoard’s award-winning platform in action today.*
Want to start audit analytics but have limited time and technical skills? Need to get quick wins and demonstrate value fast?
Supervizor is an audit analytics platform providing 350+ ready-to-use checks directly applicable to any financial system and industry, enabling internal audit teams to continuously monitor for risk and get the value of an audit analytics program in less than a week. Book a demo or visit Supervizor website. -
Secure your spot at the 2024 Audit Analytics and AI Conference today!
This week’s episode, we're joined by Derry Herring, Senior Vice President and Chief Audit Officer of Protective Life Corporation.
In this episode, Derry discusses implementing new IIA Standards this year, highlighting challenges and lessons learned to ensure a smooth transition. He shares practical advice on avoiding pitfalls, strategies for expanding his audit team from 4 to 26 members, and useful Excel methods to streamline audit processes for smaller departments.Be sure to connect with Derry on LinkedIn.
Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
9:08 - The New GIS Standards
15:05 - Forming and Prioritizing Strategic Plans
17:13 - Implementing the New Standards
25:04 - Advice for Growing Your Internal Audit Department
28:40 - Final Thoughts
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This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
*
AuditBoard’s integrated suite of easy-to-use audit, risk, and compliance solutions streamlines internal audit, SOX compliance, risk management, and security compliance.
Automate processes and improve execution with AuditBoard’s purpose-built solution, which is designed to address the most pressing challenges of today's practitioners. Experience the latest in Audit, Risk, and Compliance technology.
Visit AuditBoard.com to schedule your product walkthrough to see AuditBoard’s award-winning platform in action today.*
Want to start audit analytics but have limited time and technical skills? Need to get quick wins and demonstrate value fast?
Supervizor is an audit analytics platform providing 350+ ready-to-use checks directly applicable to any financial system and industry, enabling internal audit teams to continuously monitor for risk and get the value of an audit analytics program in less than a week. Book a demo or visit Supervizor website. -
Secure your spot at the 2024 Audit Analytics and AI Conference today!
This week’s episode, we welcome back Justin Silberlust, Associate Director of Internal Audit at Oppenheimer & Co, and his brother, Dr. Jared Silberlust, an internal medicine physician.
In this episode, Jared and Justin examine the "SPIKES" methodology. Originally developed for physicians to deliver bad news in a more positive light, this technique has found valuable applications in the auditing world, especially when communicating findings. They explore how auditors can incorporate SPIKES into their processes to handle tough conversations with stakeholders more effectively.
If you missed their previous discussion on motivational interviewing, be sure to check it out.Be sure to connect with Justin and Jared on LinkedIn.
Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
6:47 - SPIKES Protocol
10:25 - Setting Up the Interview
12:10 - Perception
18:10 - Invitation or Information
21:20 - Knowledge
24:00 - Emotions and Empathy
28:03 - Strategizing and Summarizing
32:31 - Final Thoughts
*
This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
*
AuditBoard’s integrated suite of easy-to-use audit, risk, and compliance solutions streamlines internal audit, SOX compliance, risk management, and security compliance.
Automate processes and improve execution with AuditBoard’s purpose-built solution, which is designed to address the most pressing challenges of today's practitioners. Experience the latest in Audit, Risk, and Compliance technology.
Visit AuditBoard.com to schedule your product walkthrough to see AuditBoard’s award-winning platform in action today.*
Want to start audit analytics but have limited time and technical skills? Need to get quick wins and demonstrate value fast?
Supervizor is an audit analytics platform providing 350+ ready-to-use checks directly applicable to any financial system and industry, enabling internal audit teams to continuously monitor for risk and get the value of an audit analytics program in less than a week. Book a demo or visit Supervizor website. -
This week we're joined by Anthony Pugliese, President and CEO at The Institute of Internal Auditors Inc.
In this episode, Anthony discusses his plans for the IIA, including the Vision 2035 Initiative, which is set to shape the future of the internal audit profession. He shares insights on the project's goals, the rationale behind new topical requirements, and their implications for cybersecurity and beyond.
Be sure to connect with Anthony on LinkedIn.Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
4:35 - ChatGPT
6:23 - How the IIA is Maintaining Relevancy
9:40 - Vision 2035 Initiative
16:50 - Risk, Compliance, Insights and Opportunities
25:35 - Topical Requirements
30:45 - IIA Supporting CAEs
33:30 - Final Thoughts
*
This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
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This week, Badal Patel, Head of Data Analytics at Meta, joins the show.
In this episode, Badal discusses how Meta is leveraging API capabilities, incorporating Llama within its Internal Audit Department, utilizing AI tools in the audit process, and the advantages of training AI models from a specific date.
Be sure to connect with Badal on LinkedIn.
Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
4:10 - Llama at Meta
10:45 - Leveraging Capabilities from APIs
11:30 - Internal Audit Summit at Meta
13:33 - Using Llama within Meta's Internal Audit Department
16:53 - AI Tools and the Audit Process
22:40 - AI and Productivity
26:08 - Training AI Models from a Certain Date
28:58 - Questions from Leadership about AI
30:22 - Final Thoughts
*
This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
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This week, Katy Rich, the Chief Audit Executive at Williams, joins the show.
In this episode, Katy shares her experience on how to become a board member. Katy discusses how to enhance business acumen, provide insights into the client's perspective on audit reports, and evaluate the effectiveness of technology in an audit department.
Be sure to connect with Katy on LinkedIn.
Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
5:47 - Developing a Better Business Acumen
10:44 - How to Become a CAE without an Audit Background
15:03 - The Client's Perspective on Audit Reports
19:04 - GIS Working Within Audit Teams
20:46 - Developing Rapport with your Clients
27:23 - Advice on How to get on a Board
34:28 - The Effectiveness of Tech within an Audit Department
37:27 - Final Thoughts
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This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
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This week, Joe Earl, Director of Internal Audit at Sutter Health, joins the show.
In this episode, Joe discusses the significance of data literacy and its impact on professionals in the audit field. He provides insights on how to develop data literacy, how it can enhance understanding of the audit business, and shares resources for those eager to learn about data literacy.
Be sure to connect with Joe on LinkedIn.
Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
2:48 - ChatGPT
5:42 - How to Develop Data Literacy
8:25 - Defining Data Literacy
13:50 - Data Literacy Resources
17:03 - Why Having Data Literacy Just Makes Sense
25:20 - How Data Literacy is Making Better Auditors
28:30 - How Data Literacy Can Help You Understand the Audit Business
32:30 - When Do You Know to Pay a Hospital Bill
35:10 - Final Thoughts
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This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
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This week, we're excited to welcome Justin Silberlust, Associate Director of Internal Audit at Oppenheimer & Co, and his brother, Dr. Jared Silberlust, an internal medicine physician, to the show.
In this episode, Justin and Jared share their insights on motivational interviewing from an audit perspective. They discuss developing audit plans with empathetic intent, how to roll with resistance, and ways to support self-efficacy.
Be sure to connect with Justin and Jared on LinkedIn.
Also, be sure to follow us on our new social media accounts on LinkedIn, Instagram, and TikTok.
Also be sure to sign up for The Audit Podcast newsletter and to check the full video interview on The Audit Podcast YouTube channel.
Timecodes:
3:35 - ChatGPT
7:25 - Motivational Interviewing Relating to Internal Audit
9:36 - Motivational Interviewing
19:20 - Motivational Interviewing from an Audit Perspective
22:51 - Developing Audit Plans with an Empathetic Intent
27:58 - Rolling with Resistance
30:25 - Supporting Self Efficacy
32:22 - Final Thoughts
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This podcast is brought to you by Greenskies Analytics, the services firm that helps auditors leap-frog up the analytics maturity model. Their approach for launching audit analytics programs with a series of proven quick-win analytics will guarantee the results worthy of the analytics hype.
Whether your audit team needs a data strategy, methodology, governance, literacy, or anything else related to audit and analytics, schedule time with Greenskies Analytics.
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